Six Months Away: Are You Ready for Part 504?
Annual Board Resolutions or Senior Officer(s) Compliance Findings are due on April 15th, 2018. If your institution is subject to NYSDFS...
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Beware of the Apps You Google
A few lessons to be learned from this recent cryptocurrency fraud story.
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Philippines: Stricter AML Rules Sweeping Across Asia
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What In-House Counsel Need to Do to Prepare for the General Data Protection Regulation
A great article discussing strategies for GDPR from the Association of Corporate Counsel’s annual meeting. GDPR is becoming an...
Drivers of the Economy in the Long-Run
Excellent brief piece on challenges facing the economy over the next few decades. The debate over immigration and globalization...
38% of Small UK Businesses Will Not Invest a Single Pound in Cyber Security
For any size business, intellectual property is a key asset and computer systems are paramount to a smooth running operation....
REPORT: Financial Information-Sharing Partnerships in the Disruption of Crime
The Royal United Services Institute (RUSI) has published a new report in support of information sharing between financial institutions....
Plan to Scrap State and Local Tax Deduction Hits Resistance
A potential significant revenue raiser in the Trump tax plan is already facing resistance from Republican lawmakers in high-tax states....
Get Back to Business - Why the Tax Reform "Framework" Enables Action
An insightful article by Alvarez & Marsal Tax on why the status quo may be the best assumption relative to planning for tax reform.
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One negative aspect of this Framework is that it presents new challenges, specifically in terms of the timing to pass tax reform...…
Why Applying Artificial Intelligence to AML Compliance Requires a Bit More Human Consideration
A&M's Peter Kwan shares his perspective on the release of (another) new AI-based AML Compliance platform:
The 2015 acquisition of a...
Emerging Regulatory Crossroads: Bitcoin & Real Estate
As Bitcoin becomes more pervasive and wallets/exchanges and regulators solidify money-laundering control measures, the cryptocurrency is...
Cyber Security Not Just an IT Issue…
The idea that cyber security can be left to the IT professionals alone is a common misconception. In particular, finance professionals...
8 Reasons The Customs-Trade Partnership Against Terrorism Fosters Legitimate Trade
Implementing the appropriate controls to reduce TBML risk exposure can be complex within AML programs due to the wide range of...
Cybersecurity for PE and Hedge Funds Event – NYC, November 09
In response to increased awareness about the security of client and commercial data resulting from recent high-profile hacking events in...
Great Advice from a Leader in the Insurance Industry
We should all be asking ourselves these questions everyday!
Does Your Company Encourage Open Dialogue?
During my last six months in the military, I distinctly remember being "that guy" in meetings who would relay the thoughts of some of my...
Insurance Is Important But It Is Not a Panacea To Cyber Risk
Cyber insurance, as Tryg points out in this article, is a growing trend for businesses...and rightly so. As Mr. Hubbe implies, it...
Identifying High-Potential Employees
Some other considerations when developing your company's talent and professional development programs:
- Does our development program...
Regulators Paying Increased Attention to Cyber Risk
Interesting article focusing on how top regulators in the US are getting more and more focused on cyber risk.
The expression used...
Cyber Security Risks and the Financial Sector
The recent hacking of the SEC's corporate filing system shows that, as Federal Reserve Governor Jerome Powell says, “There can never be...
The Importance of Forensic Technology Within Investigations: Why Data is Crucial to an Investigation
Information has gone from scarce to superabundant. This brings huge new benefits for organisations, but also big headaches. This is a...
Schrems Strikes Again...
This week saw the Irish courts rule in another data protection/privacy ruling brought by Max Schrems. This time is was 'model...
E-discovery: A Lawyer's Perspective
Great article from The Lawyer, featuring the comments and insights from three UK lawyers with significant experience managing e-discovery...
Technology & Money Laundering in Community Banks
As regulatory compliance initiatives move toward utilizing machine learning and artificial intelligence (AI), what effect might the...
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